COMPLIANCE PROGRAM MANAGER Job at Catena Labs, New York, NY

  • Catena Labs
  • New York, NY

Job Description

ABOUT THE ROLE

The Compliance Program Manager helps build the compliance backbone of Catena Trust Bank. Reporting to the Chief Compliance Officer and partnering closely with the Chief Trust Officer, the Program Manager operates core elements of the Compliance Management System and leads its fiduciary, third-party risk, non-BSA compliance, and affiliate-transaction programs — in one of the most novel regulated environments in financial services.

WHAT YOU’LL DO
  • Help stand up and run the Trust Bank’s Compliance Management System under the Chief Compliance Officer.
  • Lead fiduciary compliance across the Trust Bank’s custody, investment management, and trust activities.
  • Operate the third-party risk management program across the vendor lifecycle, including oversight of affiliate-provided services.
  • Administer affiliate transactions across intercompany activity — governed by CTB’s Affiliate Transactions and Third-Party Risk Management policies, supported by written market-terms analysis, and subject to Sections 23A and 23B of the Federal Reserve Act and Regulation W.
  • Oversee any other non-financial crimes related Compliance obligations of the Trust Bank, including Privacy, UDAP, and others.
  • Track regulatory developments and help deliver the compliance training program.
  • Prepare committee and Board materials and support examinations and audits.
WHAT YOU’LL BRING
  • 5+ years in compliance at a bank or trust company, ideally with some fiduciary and trust compliance experience under 12 C.F.R. Part 9 and/or general non-financial crimes compliance.
  • Strong command of a bank Compliance Management System and second-line oversight — risk assessment, monitoring and testing, issue management, and reporting.
  • Understanding of conflicts-of-interest and self-dealing controls in a fiduciary context.
  • Exceptional writing, with comfort drafting policies, procedures, and Board materials.
  • Sound judgment and initiative in an ambiguous, build-from-scratch environment.
NICE TO HAVE
  • Hands-on TPRM program experience aligned to OCC Bulletin 2023-17, including vendor and affiliate oversight.
  • Working knowledge of Regulation W (Sections 23A/23B) and affiliate-transaction controls.
  • Exposure to digital assets, stablecoins, or fintech custody and payments.
  • Experience related to implementing systems that leverage AI and ML to increase quality and productivity within the function.
  • Experience through a de novo charter or with OCC supervision; CRCM or comparable certification.

JOIN US

If you're passionate about pushing the boundaries of what AI agents can do in financial services and want to be part of building the trusted financial infrastructure for the agentic economy, we want to hear from you. You'll have the opportunity to work on challenging problems that have never been solved before, with a team that's defining an entirely new category of financial services.

This is more than a job; it's a chance to be part of the startup team that makes the AI economy possible. Your work will directly enable millions of AI agents to participate safely in commerce, unlocking trillions in economic value and increasing prosperity around the world.

Job Tags

Remote job, Full time

Similar Jobs

Williams-Sonoma

Buyer, Dormify and Pottery Barn Teen Retail Job at Williams-Sonoma

 ...responsible for creating assortment strategies based on analyzing sales and trends. You will have one direct report, Assistant Buyer Dormify/Teen Retail. Our job blends creativity, analytics, and marketing.About the Role The Dormify/Teen Retail Buyer is responsible for... 

University Of St Thomas

Tenure Track, Assistant Professor of Theology Job at University Of St Thomas

 ...OVERVIEW The Theology Department in the College of Arts and Sciences at the University of St. Thomas invites applications for a full-time, tenure-track position inTheological Ethicsat the rank of assistant professor to begin in thefall semester of 2027. The position... 

BCS Placement

LCB/Licensed Customs Broker Job at BCS Placement

 ...Job Description Job Description Hands on Licensed Customs Broker needed! Will hold the branch license for a Medium sized freight forwarder Will oversee compliance, regulations and also do entries and operations Small team that gets along well... 

Accurate Healthcare Staffing

Travel Nurse RN - PACU - Post Anesthesia Care - $2,171 per week Job at Accurate Healthcare Staffing

 ...Accurate Healthcare Staffing is seeking a travel nurse RN PACU - Post Anesthesia Care for a travel nursing job in Winston-Salem, North Carolina. Job Description & Requirements ~ Specialty: PACU - Post Anesthesia Care ~ Discipline: RN ~ Start Date: 10/26/202... 

Jobs for Humanity

Online English Teacher Job at Jobs for Humanity

 ...Company Description Job Description Job Summary We are seeking a dedicated and enthusiastic Online English Teacher to join our educational team. The successful candidate will deliver engaging and effective language lessons to students of various ages and backgrounds...